December 8, 2019

Ethics in AI Research Initiative for the Asia Pacific request for proposals

About

This Research Award is now closed

AI technological developments pose intricate and complex ethical questions that the industry alone cannot answer. Important research questions in the application of AI should be dealt with not only by the companies building and deploying the technology, but also by independent academic research institutions. The latter are best equipped to pursue interdisciplinary research that will benefit society.

To help support the need for thoughtful and groundbreaking academic research in these areas, Facebook is supporting independent academic research work in the Asia Pacific in the field of AI ethics that takes into account different regional perspectives. This research initiative will also complement Facebook’s efforts that bolster independent research being done in these areas, like supporting the TUM Institute for Ethics in AI and similar initiatives being supported by Facebook in other countries and regions, such as India and Latin America.

This research initiative, through a request for proposals (RFP), will result in the production of papers from academic institutions, think tanks, and research organizations registered and operational across the Asia Pacific region. Proposals will be reviewed by a selection committee, and the entities whose proposals are selected will receive a research grant.

We are particularly interested in proposals that pertain to the following topics:

1) Ethics / fairness by design

  • Policy makers are emphasizing the need for ethics by design (see ICDPCC Declaration on Ethics and Data Protection in Artificial Intelligence). How can academia, government, and industry collaborate to promote and advance ethics by design practices and frameworks?
  • How can developers and companies ensure that their AI systems are explainable, what their purpose is, and what they entail?
  • How can academia help companies and governments better understand and operationalize ethics within their own sectors and activities? How can academia both inspire and build on industry best practices for responsible and ethical development of AI?
  • How can developers and companies ensure that their AI systems and applications are built in a fair and unbiased way? How should social science and humanities questions around fairness and discrimination be embedded into the technical design of AI? What best practices can we advance in this space?
  • How can developers and companies ensure that their AI systems are transparent to the affected individuals in a meaningful way? (For example, how will a person know whether they are being unfairly discriminated against because of an automated decision?)
  • What level of autonomy or control should be provided to the affected individuals concerning the use of AI without compromising the legitimate purposes of AI, and how should the control be provided?

2) Governance

  • How do hard and binding legal instruments, namely existing and proposed legislation, and ethical AI governance frameworks (soft law, non-binding) interact and mutually influence each other? Does the former stem from or preempt the latter? Are they complementary or competing?
  • How do you see the role of ethical codes in the broader regulatory landscape? How should they relate to laws and regulations (either existing or being debated)?
  • What is the role of academia in 1) promoting research on AI governance frameworks; 2) analyzing, anticipating, and identifying gaps in legislation and other governance models related to AI development and use; and 3) articulating best practices to guide ethical and innovative uses of data?

3) AI ethics and diversity

  • How should AI developers and companies foster and apply a multicultural approach to the ethical design of AI?
  • How should the tension between the benefits of a global approach versus the need to acknowledge important particularities and differences stemming from companies’ regional user base be navigated?
  • What would be a sound and scalable methodology for researchers and product developers to recognize and solve ethical challenges, while leveraging different regional perspectives?

This RFP is open to academic institutions, think tanks, and research organizations registered and operational in the Asia Pacific region. The questions and themes under each of the three key areas above are just examples of possible research questions. Applicants are encouraged to come up with their own proposals and to leverage, as much as possible, regional context and local examples in their submissions. Enquiries may be directed to Miss Jass WU (ccsg@hku.hk).

Successful awardees will be listed on the Facebook Research website and will be encouraged to openly publish any findings or insights from their work. Research findings will also serve as the basis for discussions for a workshop to be held in Hong Kong in September or October 2020.

Proposals should include

We ask applicants to submit a 2-3 page proposal. Proposals should include the following:

  • A research question and a clear statement of work that can be completed within six months of the award.
  • A summary of the project (1-2 pages) explaining the area of focus, a description of techniques, relevant prior work, and a timeline with milestones and expected outcomes (recall that the timeline should not be more than six months)
  • A draft budget description (<1 page) including an approximate cost of the award and explanation of how funds would be spent. Proposals are highly encouraged to focus funding on project personnel, especially PhD students. Proposals from small collaborative teams are also encouraged. The proposed budget should be within USD 30,000 (overhead is typically limited to 5-8%). Please note that in the submission form you will be asked to provide the requested amount in USD.
  • Name(s) of the researcher(s) involved in the proposed work with their CV/resume.
  • Indication of any previous or current connections/collaborations with Facebook (in which case, please provide context and name the Facebook contacts).

Eligibility

  • Organizations must be a nonprofit or non-governmental organization with recognized legal status in their respective country (equal to 501(c)(3) status under the United States Internal Revenue Code) and should comply with the applicable laws to receive foreign funds in their respective country.
  • Applicants must be the Principal Investigator on any resulting award.
  • Each applicant may submit one proposal per solicitation.

Timeline and Dates

  • Applications are now closed.
  • Notifications will be sent by email to selected applicants in February 2020.

Additional Terms and Conditions

Facebook’s decisions will be final in all matters relating to this solicitation, including interpretation of these Terms and awards at any time. Awards will be subject to additional Terms and Conditions for awardees which will be communicated to recipients after selection. All items apply unless otherwise stated above. Please Read These Terms Carefully Before Proceeding.

 

  • By submitting a proposal, you are authorizing Facebook to evaluate the proposal for a potential award, and you agree to the terms herein.
  • You agree that Facebook will not be required to treat any part of the proposal as confidential or protected by copyright, and may use, edit, modify, copy, reproduce, and distribute all or a portion of your proposal in any manner for the sole purposes of administering the website and evaluating the contents of the proposal.
  • You agree and acknowledge that personal data submitted with the proposal, including name, mailing address, phone number, and email address of you and other named researchers in the proposal may be collected, processed, stored and otherwise used by Facebook for the purposes of administering the website and evaluating the contents of the proposal.
  • You acknowledge that neither party is obligated to enter into any business transaction as a result of the proposal submission, Facebook is under no obligation to review or consider the proposal, and neither party acquires any intellectual property rights as a result of submitting the proposal.
  • Any feedback you provide to Facebook in the proposal regarding its products or services will not be treated as confidential or protected by copyright, and Facebook is free to use such feedback on an unrestricted basis with no compensation to you.
  • Applicants represent and warrant that they have authority to submit a proposal in connection with this RFP and grant the rights set forth herein on behalf of their organization.

 

See this page for full Terms and Conditions.